基于UNGO-CNN-BiLSTM-Self Attention的烧结混合料含水量预测模型研究
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1.华北理工大学电气工程学院,河北唐山 063210 ;2.首钢京唐钢铁联合有限责任公司,河北唐山 063200

作者简介:

周亚罗(1982—),女,河北衡水人,副教授,主要从事复杂系统的建模与控制方面研究。

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中图分类号:

TF046;TP391.9

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Research on a sinter mix moisture content prediction model based on UNGO-CNN-BiLSTM-Self Attention
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1. School of Electrical Engineering, North China University of Science and Technology, Tangshan 063210 , China ;2. Shougang Jingtang Limited Iron & Steel Co. , Ltd. , Tangshan 063200 , China

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    摘要:

    针对目前烧结机混合料含水量预测精度不足与收敛速度慢等问题,本文提出一种基于改进北方苍鹰优化算法(UNGO)的CNN-BiLSTM-Self Attention混合预测模型。模型首先利用卷积神经网络(CNN)提取输入特征的空间关联信息,再通过双向长短期记忆网络(BiLSTM)捕捉混合料含水量的时序依赖特征,并引入自注意力机制(Self Attention)以强化关键特征权重分配和长距离依赖建模,从而提升预测的稳定性与精度。为降低模型复杂度并提高运行效率,采用Spearman相关系数对输入特征进行筛选,剔除相关性较低的变量。针对传统优化算法易陷入局部最优的问题,在北方苍鹰算法基础上引入混沌初始化与非线性正余弦衰减策略,显著增强了全局寻优与局部搜索能力,实现了学习率、神经元个数、正则化系数及注意力键值等超参数的自适应优化。实验以河北某大型钢厂烧结生产数据为样本,结果表明,在相同数据条件下,CNN-BiLSTM-Self Attention模型的误差指标MSE、RMSE、MAE分别为0.057 5、0.239 8和0.192 3,R2达到0.790 8,均优于CNN、LSTM、CNN-LSTM及CNN-BiLSTM等对比模型,表明CNN-BiLSTM-Self Attention模型具有更强的特征表达与时序建模能力。经UNGO算法优化后,相较原模型,MSE、RMSE、MAE分别降低至0.022 4、0.149 8和0.118 5,R2达到0.918 4,整体性能优于NGO、PSO和WOA等算法优化结果,表现出更快的收敛速度和更高的预测精度。进一步与UNGO-Transformer、UNGO-BP及UNGO-XGBoost等主流预测模型对比,所提模型在预测精度、泛化能力和鲁棒性方面均具有更优表现。综上,UNGO-CNN-BiLSTM-Self Attention模型在结构设计与参数优化层面均展现出良好的综合性能,可有效实现烧结混合料含水量的高精度预测,为烧结过程的智能控制与能效优化提供了可靠的技术支撑。

    Abstract:

    To address the issues of insufficient prediction accuracy and slow convergence in sinter mixture moisture content forecasting, this study proposes a hybrid prediction model based on an Improved Northern Goshawk Optimization algorithm (UNGO) integrated with a CNN-BiLSTM-Self Attention architecture. The model first employs a Convolutional Neural Network (CNN) to extract spatial correlation features from the input data, then utilizes a Bidirectional Long Short-Term Memory network (BiLSTM) to capture the temporal dependencies of the sinter mixture moisture content. Meanwhile, a Self-Attention mechanism is incorporated to strengthen key feature weighting and long-range dependency modeling, thereby improving prediction stability and accuracy. To reduce model complexity and enhance computational efficiency, the Spearman correlation coefficient is applied to screen input features and remove variables with low relevance. To overcome the tendency of traditional optimization algorithms to fall into local optima, the proposed UNGO introduces chaotic initialization and a nonlinear sine-cosine decay strategy, significantly enhancing both global exploration and local exploitation capabilities. This enables adaptive optimization of key hyperparameters, including the learning rate, number of BiLSTM neurons, regularization coefficient, and attention key dimension. Experimental results based on production data from a large steel plant in Hebei Province demonstrate that, under identical data conditions, the CNN-BiLSTM-Self Attention model achieves MSE = 0. 057 5, RMSE = 0. 239 8, MAE = 0. 192 3, and R2 = 0. 790 8, outperforming CNN, LSTM, CNN-LSTM, and CNN-BiLSTM models. This confirms the model's superior capability in feature representation and temporal dependency learning. After optimization with the UNGO algorithm, the performance metrics are further improved to MSE = 0. 022 4, RMSE = 0. 149 8, MAE = 0. 118 5, and R2 = 0. 918 4, showing faster convergence and higher prediction accuracy than models optimized by NGO, PSO, and WOA. Furthermore, compared with other mainstream prediction models such as UNGO-Transformer, UNGO-BP, and UNGO-XGBoost, the proposed model exhibits superior prediction accuracy, generalization, and robustness. In summary, the UNGO-CNN-BiLSTM-Self Attention model demonstrates excellent overall performance in both structural design and parameter optimization, enabling high-precision prediction of sinter mixture moisture content. It provides a reliable technical foundation for intelligent control and energy efficiency optimization in the sintering process.

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周亚罗,姚飞宇,刘文广,等. 基于UNGO-CNN-BiLSTM-Self Attention 的烧结混合料含水量预测模型研究[J]. 中国有色冶金,2026,55(3):163-178.

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  • 收稿日期:2025-12-30
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  • 在线发布日期: 2026-07-08
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